DMAIC Define Phase
Start every Six Sigma project with SIPOC to scope boundaries. Clearly identify in-scope vs. out-of-scope process areas before collecting data.
Map your process at a high level with SIPOC diagrams. Essential for Define phase in DMAIC projects.
• SIPOC diagrams define high-level process scope before detailed mapping
• SIPOC supports DMAIC Define Phase by aligning team understanding of process boundaries
• SIPOC helps identify key stakeholders, inputs, and CTQ output relationships
SIPOC provides a high-level view of your process: Suppliers provide Inputs to your Process which creates Outputs for Customers.
SIPOC focuses on macro-level process understanding rather than detailed workflow mapping. This high-level perspective helps teams avoid scope creep during improvement projects by establishing clear boundaries before diving into detailed analysis. SIPOC directly links to Voice of Customer (VOC) and Critical-to-Quality (CTQ) identification, ensuring process improvements align with customer requirements.
Suppliers influence input quality and supply risk. Include internal departments, external vendors, and information providers who deliver materials, data, or services required by the process.
Inputs define critical resources affecting output performance. Classify as materials, information, equipment, or labor. Poor input quality typically propagates to poor output quality.
Process represents value-adding transformation activities. Limit to 4-7 high-level steps describing what happens to inputs, not detailed procedures or work instructions.
Outputs define measurable performance results. These should link directly to customer requirements and serve as candidates for CTQ metrics in the Measure phase.
Customers determine CTQ requirements and performance expectations. Include both internal customers (next process steps) and external end customers receiving final deliverables.
Start every Six Sigma project with SIPOC to scope boundaries. Clearly identify in-scope vs. out-of-scope process areas before collecting data.
SIPOC supports early project scoping and stakeholder alignment. Before detailed mapping, ensure team agreement on process boundaries to prevent scope creep.
Clarify supplier relationships and critical inputs. Helps identify hidden suppliers and internal customer relationships often overlooked in process analysis.
Supports risk identification related to supplier or input variability. Single-source suppliers or high-risk inputs become immediately visible for mitigation planning.
Effective SIPOC application requires specific conditions:
SIPOC does not identify process variation or root causes. It provides structural understanding, not performance analysis. Statistical variation identification requires root cause analysis tools in the Analyze phase.
SIPOC does not provide detailed process timing or sequence modeling. It maps "what" happens, not "when" or "how long." Cycle time analysis requires value stream mapping or detailed flowcharts.
SIPOC cannot replace value stream mapping or detailed process flowcharts. It serves as a precursor to these detailed analyses, not a substitute. SIPOC requires follow-up measurement and analysis tools for improvement implementation.
SIPOC is inappropriate for certain process documentation needs:
SIPOC provides macro-level views only. For step-by-step procedures, use standard operating procedures (SOPs) or work instructions.
SIPOC contains no temporal data. For resource utilization or bottleneck analysis, use time studies or value stream mapping with timeline data.
SIPOC identifies structure, not causation. For defect root cause analysis, use Fishbone diagrams or 5-Why analysis.
SIPOC lacks the detail required for discrete event simulation or complex system modeling. These require detailed process mapping with decision logic.
| Suppliers | Inputs | Process | Outputs | Customers |
|---|---|---|---|---|
| Customer Warehouse Carrier |
Order request Inventory data Shipping labels |
1. Receive Order 2. Pick Items 3. Pack Order 4. Ship Order |
Picked items Packed box Tracking number Delivered order |
End Customer Receiving Dept Customer Service |
Healthcare administrators use SIPOC to scope patient treatment flows, identifying critical suppliers (pharmacies, labs), inputs (medications, test results), and customers (patients, insurance providers).
Procurement teams map sourcing processes to identify supply risks and single-source dependencies. SIPOC clarifies handoffs between purchasing, receiving, and accounts payable.
Manufacturing engineers define production line boundaries, distinguishing in-cell activities from upstream/downstream processes. Supports cell design and layout optimization.
Loan processing teams use SIPOC to scope approval workflows, identifying regulatory inputs (credit reports, income verification) and customer segments (borrowers, underwriters).
Agile teams map release workflows to clarify handoffs between development, QA, and operations. SIPOC identifies deployment inputs (code commits, test results) and customers (end users, stakeholders).
Call centers use SIPOC to scope customer service processes, identifying inputs (customer data, knowledge bases) and outputs (resolved tickets, escalations) for quality monitoring.
SIPOC provides a helicopter view of your process, showing how work flows from suppliers through transformation to customers. It answers: "Who gives us what?" and "Who receives what we make?"
Undefined scope leads to "scope creep"—projects that expand indefinitely without completing. SIPOC establishes guardrails, clarifying what is "in scope" (we will fix this) versus "out of scope" (someone else's problem).
Suppliers: Coffee bean vendor, Milk supplier, Cup supplier
Inputs: Beans, Milk, Cups, Customer order
Process: 1. Take Order → 2. Grind Beans → 3. Brew Coffee → 4. Serve
Outputs: Prepared coffee, Receipt
Customers: Coffee drinker, Accounting (sales data)
SIPOC is high-level (4-7 steps) showing major components. Process maps are detailed, showing decision points, loops, and specific sequences. SIPOC comes first to define scope; process mapping follows for detailed workflow analysis.
Keep it high-level. Process steps should be macro activities (e.g., "Manufacture Product" not "Load machine, press start, wait 5 minutes"). Too much detail defeats SIPOC's purpose of providing clear, communicable scope.
Include process operators, supervisors, suppliers (if possible), and customers. Cross-functional teams reduce blind spots. A facilitator should guide the session to maintain high-level focus.
Update SIPOC when process boundaries change, new suppliers are added, or customer requirements shift significantly. Review at project tollgates to ensure scope remains aligned with objectives.
SIPOC identifies structural risks (single-source suppliers, critical inputs) but not operational risks (variation, defects). Use SIPOC to flag areas requiring deeper risk analysis with FMEA or other tools.
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